Broker Dealer Module

This module was developed by broker dealers for broker dealers, and firms large and small can benefit from this module. It will add compliance specific features, a new account form for clients, Company projects and much more.

List of Features

• Real-time Message Approval Workflow
• Banking Deals and Deal Distribution
• Detailed audit tracking and timestamps
• FINRA OFAC Search Tool
• Quotes, Commodities and Market Data
• Inbound/Outbound Correspondence and Check Registers
• Detailed package tracking
• Phone call records
• Client New Account Form
• And much more